WebAuthorisation by the Financial Services Board, 2009, as set out in the Schedule. GE Anderson, Deputy Registrar of Financial Services Providers . 4 No.35559 GOVERNMENT GAZETTE, ... experience and criteria for approval of a compliance officer are detailed in Board Notice 127 of 2010 published on 9 September2010 in Gazette No. 33537 (BN 127). WebProfessional Indemnity Cover (Compulsory for all FSP’s in terms of the Notice on Requirements for Professional Indemnity and Fidelity Insurance Cover for Providers, published in Board Notice 123 of 2009) Excess structure Underwriter Limit of indemnity Expiry date Policy number Please attach supplementary proof (i.e. policy schedule or …
Financial Advisory and Intermediary Services Act: Amendment …
WebFidelity Insurance as per the requirements of the Notice on Requirements for Professional Indemnity and Fidelity Insurance Cover for Providers, published in Board Notice 123 of 2009 1. Background The Office of the Registrar of Financial Services Providers has received a number of queries regarding WebOct 11, 2013 · Board Notice 123 of 2009 of FAIS requires that FSPs should have an adequate level of PI insurance. It is the responsibility of the FSP to assess the risk associated with their particular business for professional services and to determine the level of PI insurance cover required over and above the minimum levels set by the FSB. pujol street senior apartments
Board Notice 194 of 2024 - FSCA
WebTitle. Financial Advisory and Intermediary Services Act: Requirements: Professional indemnity and fidelity insurance cover for providers. Author. Government Gazette … WebOur company is an Authorised Financial Services Provider in terms of Financial Sector Conduct Authority (FSCA). GLC Business Pty Ltd FSP number is (50900) and was registered in 2024. It has professional indemnity cover according to Section 3(b) of Board Notice 123 of 2009 of the applicable Act. WebJan 21, 2024 · The FSCA further submitted that he did not maintain a suitable guarantee or professional indemnity cover prescribed in terms of section 13 of the FAIS Act read with the General Code of Conduct for Authorised FSPs and Board Notice 123 of 2009. As a result of the above the FSCA withdrew Masango’s licence. seattle public library bookflix